The Global Markets Finance & Services (GMF&S) business provides cross product prime broker services (financing, custody, accounting, clearance/settlement, reporting) to hedge fund, institutional and broker/dealer clients globally. The business is centered in New York, London and Hong Kong, supporting clients both regionally and globally.
Job Description:
Manage and develop a team of 15 Margin professionals
Develop departmental procedures and controls, ensuring global consistency
Participate in Sales calls with prospective and current Prime Brokerage clients
Coordinate all project management initiatives for Prime Brokerage Margin / Risk
Ensure compliance with all FINRA and SEC regulations.
Interface with the client and with Merrill Lynch management, client service, sales, etc regarding margin and risk issues
Thoroughly understand the legal structure, business, and trading strategies for all clients.
Job Requirements/Qualifications:
Accounting or Finance degree, CPA or CFA preferable
In-depth knowledge of prime brokerage and hedge fund trading strategies
Familiarity with margin/capital regulations (15c3-1; NYSE Rule 431; FRB Regulation T & U, Portfolio Margining methodologies)
Knowledge of enhanced leverage products
Project management experience
5-10 years management experience covering multiple functions
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